OneTick Trade and Market Surveillance

OneTick Trade and Market Surveillance helps compliance teams reduce alert noise, investigate real risk faster, and defend every decision — on a data-ready platform that expands with your business.

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The OneTick Surveillance Framework

Six Outcomes. One Platform.

What compliance and surveillance teams get, day one — from alert noise to AI-ready evidence.

01

Data Readiness

Customer feeds, market data, reference data, and positions become surveillance-ready.

Production-tested at 500B+ messages/day — NYSE production scale.

04

AI-Assisted Triage

ML scoring ranks every alert by risk before an analyst opens the queue.

Co-developed with the FCA: ML scoring, contextual explainers, compliance co-pilot.

02

Coverage on Day One

75+ out-of-the-box alert models across MAR, Dodd-Frank/SEC, CFTC, IIROC, ASIC, and MiCAR.

The FCA selected the platform after evaluating 15 providers.

05

Defensible Evidence

Transparent logic, auditable case workflow, and exact market reconstruction, by default.

Used for cross-asset, multi-regime regulatory oversight.

03

Tuned Signal

Backtest threshold changes in sandbox and promote to production with zero disruption.

Parameterized by desk, trader, instrument, and venue.

06

Expansion Without Rebuilding

New asset classes, venues, and AI capability are additive on one code tree.

StoneX and Credit Suisse both expanded scope without replatforming.
See the Platform, Not the Pitch

This Is What 100+ Institutions Actually Run.

No mockups, no concept art — the same triage, replay, and profiling screens analysts use in production today.

Defensible Evidence · Replay

Order Book Replay

Reconstruct exact market conditions at the moment of the event: best bid/ask, book depth, and the highlighted price path, tick by tick — the same view an examiner would need to see.

Tuned Signal · Triage

Alert Triage Dashboard

Every alert scored and ranked before an analyst opens the queue, with the market timeline, fills, and order flow around the event built into the same view — no tab-switching to reconstruct context.

AI-Assisted Triage · Profiling

Trader & Account Profiling

Behavioural baselines per trader and account, with breaches surfaced automatically against volume and turnover norms — so scoring reflects what’s actually unusual for that desk.

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Market Abuse Surveillance Capabilities

OneTick Surveillance runs market abuse surveillance across four typologies:

Spoofing detection with OneTick Surveillance Icon

Spoofing Detection

OneTick Surveillance flags spoofing by detecting large orders placed with no intent to execute, then cancelled once the market moves.

Layering Detection with OneTick Surveillance Icon

Layering Detection

OneTick Surveillance flags layering by detecting multiple orders placed at different price levels to create a false impression of demand.

Marking the Close Detection with OneTick Surveillance Icon

Marking the Close Detection

OneTick Surveillance flags marking the close by detecting trading concentrated near the close that is designed to influence the closing price.

Spoofing detection with OneTick Surveillance Icon

Cross-Venue Manipulation Detection

OneTick Surveillance flags cross-venue manipulation by correlating orders and trades across venues that a single-venue system would miss.

Deployment Model

SaaS + PaaS + On-Prem. One Code Tree.

500B+

Messages per day, tested

No Per-Seat Pricing

Scale users without scaling cost

AI, Built In

Part of the platform, not a prerequisite

Included in Every Deployment

~70alert models

Standard Alert Library

MAR Dodd-Frank CFTC SEC MiFID II IIROC ASIC

Spoofing Layering Wash Trade Front Running Insider Trading Quote Stuffing Momentum Ignition Marking the Close Cross-Market Manipulation High Order-to-Fill Painting the Tape Best Execution Ramping Churning Pump and Dump Wash Sales Excessive Messaging Circular Trading

How It Works

Flexible By Design, From Ingest to Evidence.

SaaS-first delivery, with the deployment and operating model shaped to how your desks actually run.

01

Deploy Your Way

SaaS-first, with PaaS and on-prem available for firms with specific residency or infrastructure requirements — all on the same code tree, so nothing is a fork.

02

Run at Your Pace

Real-time, mini-batch, or T+1 historical processing, with repeatably identical results — production-tested at 500B+ messages a day.

03

One Workflow, Start to Finish

Alert tuning, sandbox testing, scoring, triage, order-book replay, case management, and audit trail — one continuous workflow, not separate tools stitched together.

Security & Data Handling Principles

Dedicated environment. Deploy in your own account, isolated from other tenants, with no requirement to expose it to the public network. Private connectivity. PrivateLink and native SFTP transfer support keep data movement off the open internet. Data residency. Multi-region, multi-tenant deployment options respect regional data-residency requirements.
Same Category. Different Operating Model.

Legacy Surveillance vs. AI-Ready Surveillance.

Not a vendor comparison — an operating-model one.

Legacy Operating Model AI-Ready Operating Model
Fragmented feeds compliance has to clean and reconcile itself Data ingested, cleansed, and normalized before it reaches an alert model
Coverage built for the products you traded when the system launched 75+ configurable models covering the regimes and asset classes you need, day one
Fixed thresholds re-tuned only during major reviews Thresholds tuned and backtested in sandbox, promoted with zero disruption
Evidence assembled manually, under deadline pressure Exam-ready evidence by default — logic, thresholds, and audit trail attached
New asset class or venue means a new build project New coverage is additive on the same code tree — never a migration

Regulators are already moving from “do you have surveillance” to “can you explain it” — including any AI involved in how an alert fired.

See Where You’d Stand Today

Proof, Not Promises

Three Stories That Close the Case.

Go Deeper

Resources on OneTick Surveillance.

Case studies, datasheets, and research for whoever else needs to weigh in.

Data Sheet & Solution Profile

OneTick Surveillance Data Sheet

OneTick Surveillance helps compliance teams reduce alert noise, investigate real risk faster, and defend every decision, on a data-ready platform that expands with your business.

Spend Less Time Defending Alerts. More Time Stopping Real Risk.

A focused conversation on where OneTick Surveillance fits your program — not a generic pitch.
In this conversation, we’ll cover:

  • Where your data and coverage have gaps today
  • How much of your alert queue is avoidable noise
  • What AI-assisted triage looks like without a black box
  • What expansion looks like on the same platform, later

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Questions We Hear Often

Frequently Asked Questions.

OneTick Surveillance is trade surveillance software that detects market abuse across venues and asset classes in real time. It runs on 25+ years of normalized tick data across 200+ exchanges, giving compliance teams one system for coverage, investigation, and evidence.

OneTick Surveillance is built for compliance teams, heads of surveillance, and regulators. Compliance teams use it to reduce alert noise and move from alert to evidence faster. Heads of surveillance use it to cover new asset classes and venues without a replatforming project. Regulators, including the FCA, use it directly to monitor market activity for abuse.

This isn’t about swapping one vendor for another. It’s about moving to an operating model that adapts as trading changes: configurable coverage, sandbox-tested thresholds, and evidence that’s audit-ready by default — without a replatforming project.

The opposite. ML-based scoring ranks every alert by risk before an analyst opens the queue, and thresholds can be backtested and tuned in sandbox — so the goal is fewer, better-targeted alerts, not more.

No — AI-assisted scoring and triage run inside a governed workflow. Every score, threshold, and decision is traceable, so it doesn’t introduce logic your team or an examiner can’t see.

No. Data is ingested, cleansed, and normalized before it reaches an alert model, so messy source feeds don’t have to be solved by your team before you can start.

Yes. 75+ configurable alert models cover major market-abuse and conduct-risk typologies across MAR, Dodd-Frank/SEC, CFTC, IIROC, ASIC, and MiCAR regimes, with multi-region and multi-tenant deployment options.

Yes. Coverage is additive on one code tree — start with one desk or function and expand into new asset classes, venues, or AI capability later without rebuilding.

Trade surveillance monitors orders and trades for market abuse within a firm’s own trading activity. Market surveillance is the broader, often regulator-side monitoring of activity across an entire market. OneTick Surveillance is trade surveillance software built for firms, not a market-wide monitoring system.

Yes. Regulations including MAR, MiFID II, Dodd-Frank, and CFTC rules require firms to monitor trading activity for market abuse and retain evidence of that monitoring.

Regulators expect firms to use compliance tools that detect market abuse, support investigation with a full audit trail, and produce defensible evidence on request. OneTick Surveillance provides all three in one system.

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