Successfully managing fintech surveillance across multinational exchanges

British Multinational Financial Services Company

Industry: Financial Services
Company Size: 85,000
Location: Global

Key Takeaways

Ensures compliance with Market Abuse and Dodd Frank regulations
Ingests and processes +130GB compressed data per day
Simplified, faster and enhanced efficiency of data exchange across 30+ scenarios

As a global financial partner, this British multinational banking and financial services company contribute to combating market abuse and insider dealing through its Group Control Room.

This specialist compliance function provides guidance on information controls and acts as a central clearing house for transaction-related conflict of interests.

The challenge

Ensuring compliance with Market Abuse and Dodd Frank regulations covering trade surveillance, control room, and private banking is critical.

This multinational financial services company needed a next-generation solution to manage the demands with the experience of managing market regulations.

Why KX?

After a lengthy evaluation across 15 vendors, three vendors were short listed; KX, Nasdaq SMARTS and Oracle Mantas.

KX proved its ability to ingest and process very large data volumes and the capability to implement rapidly to meet compliance deadlines.

Explore how KX is optimizing trading, risk analytics, and decision-making for financial services organizations.

Accelerate your journey to AI-driven innovation with a tailored KX demo.

Our team can help you to:

Designed for streaming, real-time, and historical data
Enterprise scale, resilience, integration, and analytics
An extensive suite of developer language integrations

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