OneTick Trade and Market Surveillance
Detect and alert on complex trading patterns and evolving market misconduct activities with OneTick Surveillance.
DETECT MANIPULATION ACROSS CORRELATED INSTRUMENTS
Cross-product and cross-market surveillance
See the full picture across products and markets
Markets are interconnected and so is risk. You need to monitor behavior across related instruments, venues, and asset classes in real time.
OneTick lets you detect manipulation across structurally linked products, such as equities and their derivatives, as well as non-structural correlations driven by market behavior. You can ingest your own correlation matrices or generate them directly from OneMarketData.
That means you uncover patterns that span products, issuers, and markets, even when links aren’t obvious.
Examples include mini manipulation across equity and futures underliers and options, imbalanced trading such as ramping and momentum ignition, and insider dealing across issuer-related instruments.
ENSURING EMPLOYEE COMPLIANCE
Personal Account Dealing (PAD) surveillance module
Strengthen oversight of employee trading
Employee trading requires clear visibility, controlled access, and defensible processes. You need a structured way to monitor activity, enforce internal policies, and demonstrate compliance when regulators ask questions.
OneTick’s Personal Account Dealing (PAD) surveillance module gives you a dedicated framework to supervise employee trading with precision. You can monitor activity, apply tailored alert logic, and maintain documented investigations within a controlled environment designed for compliance teams.
Customizable web
dashboard
Give compliance teams a focused workspace to review alerts, analyze employee activity, and record decisions efficiently.
Segregated user access
Limit access to sensitive PAD data through role-based controls that protect confidentiality and support governance standards.
Independent
perimeters
Set thresholds and surveillance logic specific to employee trading to reflect your internal policies and risk appetite.
Audit-ready case management
Maintain complete investigation records with documented actions, commentary, and time-stamped audit trails to support regulatory inquiries.
FROM DETECTION TO RESOLUTION
Efficient alert management and compliance workflows
Flexible alert run modes
Run alerts in real-time (CEP) for immediate market disruption events, intraday for most market abuse scenarios, or T+1/daily for multi-day and profile-based alerts.
Multiple alert output types
Generate alerts, exceptions, pattern alerts, reports, and data quality checks from a single surveillance workflow.
Integration with Case Management System (CMS)
Route alerts into your CMS with workflow controls, case merging, attachments, search, comments, and reminders.
Sandbox testing and calibration
Test and tune alert parameters in a sandbox environment to adjust and test alert parameters without affecting the production environment.
ONGOING SUPPORT
Robust support & implementation partnership
The OneTick team is here to help you manage your projects with ongoing support.
Project framework
OMD employs a hybrid project methodology combining elements of Waterfall, Scrum, and Kanban to ensure efficient implementation. There is a strong emphasis on a transparent project framework, providing customers with full access to project management tools like Jira and Confluence to track tasks, participate in planning, and monitor progress.
Comprehensive support
Includes product support (updates, troubleshooting, issue resolution with defined SLAs), managed services (24×6 system monitoring and remediation for SaaS/PaaS customers), and professional services for customization work. Detailed escalation procedures are in place for complex issues.
Training
Offers various types of training, including business end-user training (triage, deeper investigation, CMS workflows), quantitative developer training (alerts development in Python/OneTick Query Language), and access to the OneTick Academy online learning platform.
